Cert # Holder Name Iss. Date Can. Date Denomination 1001 SHINYA ARAKI 12/09/2002 5000 1002 NEIL FOLEY 12/09/2002 5000 1003 JEAN GEYER 12/09/2002 10000 1004 EMMA HASS 12/09/2002 8000 1005 MELVIN KOELLER 12/09/2002 5000 1006 MALCOM MCGUIRE 12/09/2002 10000 1007 SUE NEIL 12/09/2002 8000 1008 KEVIN O'HARA 12/09/2002 8000 1009 OLSON JEWELERS 12/09/2002 5000 1010 BETTYE OUSTZ 12/09/2002 8000 1011 ANGELO PALMISANO 12/09/2002 5000 1012 LINDA CHADWICK 12/09/2002 5000 1013 CAROL POLEVOY 12/09/2002 8000 1016 RICHARD BLUNDELL 12/09/2002 10000 1020 TANNA SESSIONS 12/09/2002 5000 1021 DEAN SESSIONS 12/09/2002 5000 1022 PATSY SESSIONS 12/09/2002 5000 1023 MICHELLE BROWN 12/09/2002 5000 1024 JAMES JOHN 12/09/2002 8000 1025 ARDEN AMOS 12/09/2002 10000 1026 ROBERT SESSIONS 12/09/2002 5000 1027 ROBERT SONFIELD 12/09/2002 10000 1028 MARGOT KRIMMEL 12/09/2002 10000 1029 BONNIE CAROL 12/09/2002 10000 1030 MAX KRIMMEL 12/09/2002 10000 1032 SUNBURST PARTNERS 12/09/2002 100000 1038 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 12/09/2002 2000000 1039 FALCON CREST CAPITAL 12/09/2002 500000 1045 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 01/12/2005 2791000 1047 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 01/19/2005 2120000 1050 DDK AND COMPANY LLC 01/19/2005 500000 1064 ELIOT F BLOOM 02/17/2005 10000 1068 JAY LUTSKY 07/19/2006 5000 1069 DONNA LUTSKY 07/19/2006 5000 1076 STEVEN & MINDY MOSKOWITZ TRUST 10/25/2006 1000000 1082 LARRY BLISKO 12/08/2006 25000 1232 ROBERT V CUDDIHY 02/02/2007 50000 1235 NETWORK 1 FINANCIAL SECURITIES, INC 02/02/2007 50000 1278 S WEISSMAN & M MOSKOWITZ TTEES STEVEN MINDAY MOSKOWITZ TRUST UAD 5-5-19 02/13/2007 500000 1392 PATTI DEMATTEO 03/15/2007 32500 1394 SEPHORA CAPITAL MANAGEMENT INC 03/16/2007 250000 1629 TOM MONAHAN 04/18/2007 06/18/2009 100000 1713 PHILIP CASESA 06/12/2007 400000 1714 JOHN CUNNINGHAM 06/12/2007 31355 1716 JENNA LYNN FRIEDMAN 06/12/2007 12542 1717 HARBOR ENTERPRISES 06/12/2007 25084 1718 WALTER J HILCKEN 06/12/2007 31355 1724 PETER MONTALBANO MICHELLE MONTALBANO JTE TEN 06/12/2007 62709 1725 BERNARD MOSKOWITZ 06/12/2007 12542 1727 RICHARD P NEWMAN PROFIT SHARING 06/12/2007 109741 1731 NICHOLAS SITNYCKY VALENTINA SITNYCKY JT TEN 06/12/2007 25000 1732 ANDREW TEPFER 06/12/2007 3135 1734 BRANDON YAROSI 06/12/2007 31355 1735 RAYMOND N ARELLO ELLEN C ARELLO JT TEN 06/12/2007 18813 1736 LARRY BLISKO 06/12/2007 5017 1737 CHARLES SCHWAB & CO INC PATRICK L KELLY IRA 06/12/2007 12542 1740 JIM FOSHEE 06/12/2007 3135 1741 MARTIN W GOLDBERG 06/12/2007 53303 1742 JERRY HAYES 06/12/2007 52676 1743 LEO HONIGWACH 06/12/2007 6271 1744 KAHN MANAGEMENT CONSULTING LLC 06/12/2007 94064 1745 STEVE KLEIN 06/12/2007 12542 1747 ALAN MANTEL 06/12/2007 12542 1748 DEBORAH METTER 06/12/2007 103470 1752 RICHARD P NEWMAN RANDI NEWMAN JT TEN 06/12/2007 18813 1753 KEVIN OSETEC 06/12/2007 21948 1754 JENETTE PFEIFFER 06/12/2007 2508 1759 ERICK TEPFER 06/12/2007 3135 1760 SAM TSATKIS 06/12/2007 3135 1762 MARK BLISKO 06/12/2007 15677 1763 MICHAEL CHESNER 06/12/2007 3763 1764 ROBERT DORSAM 06/12/2007 21948 1765 SANDRA FEINBERG 06/12/2007 125418 1766 SIMON FRID 06/12/2007 3135 1767 JOANNE GONNELLA 06/12/2007 125418 1769 JACK HONIGWACH 06/12/2007 6271 1770 ALAN KAPLAN 06/12/2007 501672 1772 BARRY KOLEVZON 06/12/2007 627 1773 RICHARD MAWHINNEY 06/12/2007 54557 1775 FRANK V MULI 06/12/2007 31355 1777 ROBERT O'GRADY 06/12/2007 209448 1778 DENISE OTERO 06/12/2007 100334 1779 SIDNEY PFEIFFER 06/12/2007 6271 1780 DAVID SCHITZLER 06/12/2007 12542 1781 JIMMY SHIZGALIZ 06/12/2007 6271 1784 MYRON WEINER 06/12/2007 8152 1785 MYRON WEINER 06/12/2007 25000 1786 BRETT YAROSI 06/12/2007 31355 1788 GLEN PHILLIPS JOYCE PHILLIPS JT TEN 06/12/2007 141095 1789 PATRICK KELLY 06/12/2007 12542 1790 JEFF WEBER 06/12/2007 06/22/2009 50000 1791 CINDY TORRE 06/12/2007 06/25/2009 50000 1792 CINDY TORRE 06/12/2007 06/25/2009 50000 1830 PETER KLEIN 07/26/2007 06/19/2009 10000 1886 WILLIAM R HOOVER 10/03/2007 06/18/2009 1466 1973 PETER KLEIN 11/19/2007 06/19/2009 50000 1982 BARRY KOLEVZON 11/23/2007 104724 2008 NORMA BLAU 11/30/2007 29032 2010 FRANK LAZAUSKAS 11/30/2007 1000000 2011 DL INVESTMENTS, INC 11/30/2007 1000000 2048 ANTHONY SORRENTINO LIBERA SORRENTINO JT TEN 12/14/2007 10000 2049 KEITH MANDART DONNA MANDART JT TEN 12/14/2007 25000 2053 DL INVESTMENTS, INC 12/14/2007 500000 2054 CINDY TORRE 12/14/2007 06/25/2009 100000 2082 JEFF FREIDMAN 01/08/2008 06/24/2009 75000 2083 HARRY FREIDMAN 01/08/2008 25000 2084 MORRY FREIDMAN 01/08/2008 25000 2085 R M ENTERPRISES INT LTD 01/08/2008 4548 2086 FLO WEINBERG 01/08/2008 35000 2089 ROBERT LOWINGER 01/08/2008 15000 2140 SAMUEL GLUCK 01/31/2008 15000 2228 STRAW MARKETING, LLC 03/10/2008 500000 2244 B MICHAEL PISANI 03/10/2008 1000000 2245 STUART WERNER 03/10/2008 500000 2331 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 04/22/2008 466667 2358 EMERITA NAVARRA, MD 05/05/2008 50000 2363 STEVEN WERNER 05/07/2008 50000 2368 R M ENTERPRISES INT LTD 05/07/2008 627 2381 BRIAN MASTRONE 05/13/2008 50000 2393 STRAW MARKETING, LLC 05/28/2008 500000 2415 MYRON WEINER 06/06/2008 06/19/2009 1000000 2429 CGM IRA CUSTODIAN LUCILLE S ELLER 06/25/2008 104724 2645 BARRY KOLEVZON 09/05/2008 500000 2735 MYRON WIENER 09/23/2008 06/19/2009 1000000 2737 MICHELLE MONTALBANO 09/23/2008 277800 2738 PETER MONTALBANO 09/23/2008 555560 2739 SPENCER MOSCATI 09/23/2008 555560 2740 MARGARET MOSCATI 09/23/2008 555560 2741 BRETT MOSCATI 09/23/2008 555560 2742 HANNAH MOSCATI 09/23/2008 555560 2743 BRIAN MOSCATI 09/23/2008 277800 2744 MICHAEL MOSCATI 09/23/2008 277800 2746 DAVID LAX (FEDERATION) 09/23/2008 3888894 2747 TODD SMITH 09/23/2008 1250000 2748 LARRY BLAU 09/23/2008 06/26/2009 500000 2751 DAVID BERLEY 09/23/2008 1000000 2752 ARNOLD PENNER 09/23/2008 2500000 2905 WESAM ABEDRABBO 11/07/2008 06/19/2009 700000 2906 MEYER ASSOULIN 11/07/2008 06/18/2009 1420800 2940 MICHAEL ALLEN HULL 11/20/2008 300000 2943 DALE M PICKELMAN JR M SCHAEFF-PICKELMAN JT TEN 11/21/2008 1983000 2946 DIAN GRIESEL 11/24/2008 06/16/2009 2333333 2947 J KEVIN MORAN 11/24/2008 583333 2989 THOMAS BRUDERMAN 12/15/2008 06/18/2009 1000000 3044 S WEISSMAN & M MOSKOWITZ TTEES STEVEN MINDAY MOSKOWITZ TRUST UAD 5-5-19 12/19/2008 1553333 3045 S WEISSMAN & M MOSKOWITZ TTEES STEVEN MINDAY MOSKOWITZ TRUST UAD 5-5-19 12/19/2008 93000 3067 THOMAS BRUDERMAN 12/24/2008 1500000 3094 RICHARD M HIMMELMAN CHARLES SCHWAB & CO CUST FBO 12/29/2008 1550000 3109 DALE M PICKELMAN JR M SCHAEFF-PICKELMAN JT TEN 12/30/2008 1017000 3116 ANDREW W ZIPF 12/30/2008 06/12/2009 66400 3118 RALPH KATZ 12/30/2008 06/19/2009 1745000 3125 RUTH HAMPTON 12/31/2008 50000 3126 DAVID A HIMMELMAN 12/31/2008 06/24/2009 300000 3217 PETER KRONER 01/16/2009 06/25/2009 250000 3284 WAYDE NEWMAN 02/02/2009 06/25/2009 3000000 3415 B MICHAEL PISANI 02/26/2009 250000 3416 B MICHAEL PISANI 02/26/2009 156773 3417 B MICHAEL PISANI 02/26/2009 150000 3421 ARYEH LEMEL 02/27/2009 112500 3470 BIRKDALE, INC 03/13/2009 06/18/2009 5000000 3495 SOLOMON MIODOWNIK 03/17/2009 25000 3496 ELLIOT CZEGLEDI 03/17/2009 25000 3497 YEHUDA LIEBERMAN 03/17/2009 25000 3499 PETER KLEIN 03/17/2009 06/19/2009 25000 3500 GABI SHULL 03/17/2009 25000 3501 SAUL SAUBER 03/17/2009 25000 3508 MICHAEL J JOHNSON 03/17/2009 200000 3527 WAYDE DARYL NEWMAN 03/20/2009 06/25/2009 2000000 3580 CEDE & CO 04/03/2009 06/11/2009 3000000 3583 CEDE & CO 04/03/2009 06/11/2009 1500000 3585 CEDE & CO 04/07/2009 06/11/2009 700000 3589 CEDE & CO 04/09/2009 06/11/2009 4100000 3592 CHARLES SCHWAB & CO CUST FBO RICHARD M HIMMELMAN IRA 04/13/2009 705000 3597 KERALT HOLDING 04/14/2009 5000000 3602 CEDE & CO 04/14/2009 06/11/2009 8377786 3621 CEDE & CO 04/14/2009 06/11/2009 1600000 3624 CEDE & CO 04/15/2009 06/11/2009 248710 3625 MAXWELL BART LIPNICK 04/15/2009 1290 3627 CEDE & CO 04/15/2009 06/11/2009 6850000 3629 CEDE & CO 04/15/2009 06/11/2009 2500000 3630 CEDE & CO 04/15/2009 06/11/2009 15000000 3651 MARTIN HODAS 04/17/2009 06/17/2009 10000000 3659 THOMAS BRUDERMAN 04/17/2009 1600000 3660 BARBARA H BRUDERMAN 04/17/2009 200000 3661 CHRISTOPHER J BRUDERMAN 04/17/2009 100000 3662 SUZANNE M BRUDERMAN 04/17/2009 100000 3679 CEDE & CO 04/21/2009 06/11/2009 12100000 3681 ARTHUR D DUNKIN 04/21/2009 500000 3682 ARTHUR D DUNKIN 04/21/2009 1000000 3688 CEDE & CO 04/22/2009 06/11/2009 198877458 3690 DR RICHARD NEWMAN 04/22/2009 2000000 3692 CEDE & CO 04/22/2009 06/11/2009 8000000 3693 CEDE & CO 04/22/2009 06/11/2009 500000 3695 CEDE & CO 04/23/2009 06/11/2009 100000 3699 ANTHONY V GUARDINO 04/24/2009 06/25/2009 500000 3700 CEDE & CO 04/24/2009 06/11/2009 5150000 3703 JAE WANG 04/27/2009 500000 3705 CEDE & CO 04/28/2009 06/11/2009 40000000 3712 CEDE & CO 04/30/2009 06/11/2009 3000000 3714 SAMUEL GLUCK 05/04/2009 06/12/2009 120000 3717 CEDE & CO 05/06/2009 06/11/2009 10000000 3719 CEDE & CO 05/08/2009 06/11/2009 60000000 3731 JOSH WEISS 05/13/2009 06/19/2009 1000000 3732 JOSH WEISS 05/13/2009 06/19/2009 1000000 3733 JOSH WEISS 05/13/2009 06/19/2009 1000000 3741 NATIONAL FINANCIAL SERVICES 05/19/2009 06/11/2009 9500000 3742 CEDE & CO 05/19/2009 06/11/2009 4000000 3743 CEDE & CO 05/19/2009 06/11/2009 10000000 3753 BIRKDALE, INC 05/19/2009 10000000 3754 CEDE & CO 05/19/2009 06/11/2009 10000000 3755 CEDE & CO 05/19/2009 06/11/2009 1200000 3756 CEDE & CO 05/19/2009 06/11/2009 600000 3757 CEDE & CO 05/19/2009 06/11/2009 600000 3767 JENNIFER GATINS 3438 2990 SCOTTRADE 0705 05/20/2009 06/18/2009 1000000 3781 BIRKDALE, INC 05/20/2009 2500000 3782 TRACEY L KWIETNIAK 05/20/2009 5000000 3785 DAVID M LEWIS 05/20/2009 06/22/2009 2000000 3786 DAVID M LEWIS 05/20/2009 06/18/2009 1000000 3787 JACK FREEDMAN 05/20/2009 3000000 3789 GREEN EAGLE CAPITAL CORP 05/21/2009 06/23/2009 2000000 3790 SAFIER ENTERPRISES, LLC 05/21/2009 06/19/2009 1000000 3799 CEDE & CO 05/22/2009 06/11/2009 2000000 3802 CANACCORD CAPITAL CORPORATION 05/27/2009 06/15/2009 40000000 3805 SCOTTRADE 05/28/2009 06/15/2009 20000 3806 PENSON FINANCIAL SERVICES INC 05/29/2009 06/15/2009 10000000 3807 PAUL E TABOADA 06/01/2009 5000000 3808 CHARLES MORGAN SECURITIES INC 06/01/2009 5000000 3809 CEDE & CO 06/02/2009 06/11/2009 362321525 3810 BIRKDALE, INC 06/03/2009 06/12/2009 10000000 3811 CEDE & CO 06/11/2009 177232979 3812 CEDE & CO 06/11/2009 177232500 3813 CEDE & CO 06/11/2009 177232500 3814 CEDE & CO 06/11/2009 177232500 3815 CEDE & CO 06/11/2009 177232500 3816 CEDE & CO 06/11/2009 177232500 3817 CEDE & CO 06/11/2009 06/22/2009 177232500 3818 CEDE & CO 06/11/2009 177232500 3819 CEDE & CO 06/11/2009 177232500 3820 CEDE & CO 06/11/2009 177232500 3821 TSQUARED INVESTMENTS LLC 06/11/2009 06/18/2009 9500000 3822 CEDE & CO 06/12/2009 06/24/2009 186400 3823 R M ENTERPRISES INT LTD 06/12/2009 06/17/2009 15500000 3824 BIRKDALE, INC 06/12/2009 06/25/2009 10000000 3825 CEDE & CO 06/15/2009 50000000 3826 BRIAN W WOOTEN & JENNIFER R HUTCHINGS JT TEN 06/15/2009 20000 3827 R M ENTERPRISES INT LTD 06/16/2009 06/23/2009 12500000 3828 R M ENTERPRISES INT LTD 06/16/2009 06/18/2009 5000000 3829 OPPENHEIMER & CO INC 06/16/2009 06/19/2009 600000 3830 DIAN GRIESEL 06/16/2009 1733333 3831 MARTY HODAS 06/17/2009 06/26/2009 12500000 3832 ELENA RAIKHERT 06/17/2009 2000000 3833 DENNIS ZOITOS 06/17/2009 1000000 3834 PENSON FINANCIAL SERVICES INC 06/17/2009 06/23/2009 10000000 3835 BIRKDALE, INC 06/18/2009 06/26/2009 5000000 3836 CEDE & CO 06/18/2009 12022266 3837 CEDE & CO 06/18/2009 06/25/2009 2000000 3838 DENNIS RINGER 06/18/2009 06/24/2009 5000000 3839 CEDE & CO 06/19/2009 1745000 3840 PENSON FINANCIAL SERVICES INC 06/19/2009 06/26/2009 1000000 3841 CEDE & CO 06/19/2009 3000000 3842 CEDE & CO 06/19/2009 3385000 3843 CEDE & CO 06/22/2009 177214500 3844 PAUL BURKHART 06/22/2009 18000 3845 CEDE & CO 06/22/2009 2000000 3846 CEDE & CO 06/22/2009 50000 3847 CEDE & CO 06/23/2009 12000000 3848 AHAVA INVESTMENTS 06/23/2009 2000000 3849 KERALT HOLDING 06/23/2009 1000000 3850 JOSEPH FALCO 06/23/2009 1000000 3851 ALAIN F.P. JAQUES 06/23/2009 1000000 3852 BEN MUTZEN 06/23/2009 1000000 3853 YEHOUDA BECK 06/23/2009 1000000 3854 CONG A BU SHOLEM SHABAZI 06/23/2009 2000000 3855 STUART YACHNOWITZ 06/23/2009 2000000 3856 LYNN YACHNOWITZ 06/23/2009 500000 3857 YACHNOWITZ FAMILY LP 06/23/2009 1000000 3858 CEDE & CO 06/24/2009 185400 3859 MELVIN ROSEBOROUGH 06/24/2009 1000 3860 RIDGE CLEARING & OUTSOURCING SOLUTIONS 06/24/2009 5000000 3861 CEDE & CO 06/24/2009 375000 3862 R M ENTERPRISES INT LTD 06/24/2009 18000000 3863 R M ENTERPRISES INT LTD 06/24/2009 06/25/2009 15500000 3864 R M ENTERPRISES INT LTD 06/24/2009 06/24/2009 34000000 3865 R M ENTERPRISES INT LTD 06/24/2009 06/25/2009 18500000 3866 R M ENTERPRISES INT LTD 06/24/2009 06/25/2009 20000000 3867 R M ENTERPRISES INT LTD 06/24/2009 21500000 3868 ASSET MANAGEMENT INC 06/24/2009 06/25/2009 22000000 3869 MAREMMANO CORP 06/24/2009 17000000 3870 DIOMEDE CORP 06/24/2009 17000000 3871 CEDE & CO 06/25/2009 200000 3872 FIRST CLEARING, LLC 06/25/2009 5000000 3873 FIRST CLEARING, LLC 06/25/2009 10000000 3874 CEDE & CO 06/25/2009 750000 3875 CEDE & CO 06/25/2009 1796575 3876 DAVID BOLSTER 06/25/2009 203425 3877 AHAVA INVESTMENTS 06/25/2009 6000000 3878 KERALT HOLDING 06/25/2009 2500000 3879 JOSEPH FALCO 06/25/2009 1000000 3880 ALAIN F.P. JAQUES 06/25/2009 4000000 3881 BEN MUTZEN 06/25/2009 2000000 3882 EQUITY MARKETS ADVISORY INC 06/25/2009 1800000 3883 CSH ADVISORS INC 06/25/2009 1800000 3884 VALUE ADVISORS LLC 06/25/2009 1000000 3885 SEACOR CAPITAL INC 06/25/2009 200000 3886 CORPORATE EVOLUTIONS INC 06/25/2009 200000 3887 BEN MUTZEN 06/25/2009 1000000 3888 YEHOUDA BECK 06/25/2009 2000000 3889 CONG A BU SHOLEM SHABAZI 06/25/2009 5000000 3890 STUART YACHNOWITZ 06/25/2009 5500000 3891 EQUITY MARKETS ADVISORY INC 06/25/2009 10000000 3892 CSH ADVISORS INC 06/25/2009 10000000 3893 ASSET MANAGEMENT INC 06/25/2009 22150000 3894 WESLEY EQUITIES INC 06/25/2009 21000000 3895 AIT CAPITAL INC 06/25/2009 21500000 3896 R M ENTERPRISES INT LTD 06/25/2009 40000000 3897 DOUBLE U MASTER FUND L.P. 06/25/2009 22000000 3898 CEDE & CO 06/26/2009 500000 3899 CEDE & CO 06/26/2009 18500000